{"id":5323,"date":"2026-06-15T13:36:18","date_gmt":"2026-06-15T11:36:18","guid":{"rendered":"https:\/\/www.gxglegal.com\/financial-market-regulation\/"},"modified":"2026-08-29T17:25:59","modified_gmt":"2026-08-29T15:25:59","slug":"financial-market-regulation","status":"publish","type":"page","link":"https:\/\/www.gxglegal.com\/en\/financial-market-regulation\/","title":{"rendered":"Financial Market Regulation"},"content":{"rendered":"
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Financial Market Regulation.<\/h1>

Regulatory advice for banks, investment firms, funds, and FinTechs \u2014 with direct access to BaFin and ECB.<\/p>\n<\/div>

Clarify Regulations<\/a>Range of Services<\/a><\/div><\/div><\/div><\/div>
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Classification<\/p>\n<\/div><\/div>\n<\/div>\n\n

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Regulation that enables<\/em>.<\/h2>\n

Financial market regulation shapes business models \u2014 from licensing requirements to capital requirements and product design.<\/p>\n

We advise supervised institutions, fund initiators, asset managers, and FinTechs on all regulatory matters \u2014 pragmatically, solution-oriented, and with direct access to supervisory authorities.<\/p>\n<\/div><\/div>\n<\/div>\n<\/div>\n<\/div>\n\n

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Range of Services<\/p>\n<\/div><\/div>\n<\/div>\n\n

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What we handle for you.<\/em><\/h2>\n<\/div><\/div>\n<\/div>\n<\/div>\n\n
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01<\/span><\/em><\/p>\n

Licensing Procedures<\/h4>\n

BaFin and ECB licenses, ownership control, management qualification<\/p>\n<\/div><\/div>\n<\/div>\n\n

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02<\/span><\/em><\/p>\n

KWG, WpIG & WpHG<\/h4>\n

Banking supervisory law, investment firm law, and securities trading law.<\/p>\n<\/div><\/div>\n<\/div>\n\n

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03<\/span><\/em><\/p>\n

Company Acquisitions & Sales<\/h4>\n

Management companies, depositaries, product structuring.<\/p>\n<\/div><\/div>\n<\/div>\n\n

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04<\/span><\/em><\/p>\n

MiFID II \/ MaRisk \/ MaComp<\/h4>\n

Conduct of business rules, governance, remuneration, outsourcing.<\/p>\n<\/div><\/div>\n<\/div>\n\n

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05<\/span><\/em><\/p>\n

FinTech & Crypto<\/h4>\n

Crypto custody, MiCA, payment services (ZAG), e-money.<\/p>\n<\/div><\/div>\n<\/div>\n\n

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06<\/span><\/em><\/p>\n

Enforcement & Sanctions<\/h4>\n

Support during special audits, administrative proceedings, and sanctions.<\/p>\n<\/div><\/div>\n<\/div>\n<\/div>\n<\/div>\n\n

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Who We Work For<\/p>\n<\/div><\/div>\n\n

Clients seeking clarity.<\/em><\/h2>\n<\/div><\/div>\n\n